Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOFA Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bret Kantor Kossman | 4585808 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jamar Anthony Griffin | 6921287 | 4 | 07/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamar Anthony Griffin | 6921287 | 4 | 07/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamar Anthony Griffin | 6921287 | 4 | 07/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark England Lewis | 2906533 | 2 | 06/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark England Lewis | 2906533 | 2 | 06/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Riley White | 2276810 | 1 | 04/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kaihua Cai | 7080831 | 1 | 03/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Jerome Quinn | 5740182 | 1 | 12/31/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Victor F Cruz | 6796299 | 1 | 11/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |