Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOFA Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Lawrence Kellerman | 1562152 | 1 | 01/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Allen Warkentine | 6438142 | 3 | 01/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Criscuola | 2502820 | 1 | 06/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian J Bodiya | 3246468 | 4 | 04/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian J Bodiya | 3246468 | 4 | 04/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allison Marie Hagan | 6435907 | 1 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian J Bodiya | 3246468 | 4 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian J Bodiya | 3246468 | 4 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Gallagher | 5155757 | 1 | 12/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Matthew Cassista | 5278394 | 6 | 11/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |