Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOFA Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Teresa Ann Patton | 7595527 | 1 | 03/25/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Watson Whiteside Powell | 4125072 | 1 | 12/16/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Christopher Porter | 3262928 | 1 | 04/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Battaglia | 2523698 | 1 | 08/03/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Hamilton Davis | 3241612 | 1 | 12/09/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |