Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOFA Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tran Minh Chau | 5411995 | 1 | 11/05/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Manuel Sobrino | 5358665 | 1 | 07/01/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Robert Rymsha | 3006164 | 1 | 10/04/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Blair Young | 2854713 | 1 | 06/30/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shant Melkonian | 6347713 | 1 | 06/16/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Vincent Valentino | 5179117 | 1 | 01/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Chepucavage | 4672504 | 1 | 11/26/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Kupferberg | 4333417 | 1 | 07/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jean Anne Mah | 4205659 | 1 | 10/20/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gabriel Barry Gomez | 5724873 | 1 | 05/14/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |