Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Clifford Eastman | 1385303 | 6 | 08/12/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Clifford Eastman | 1385303 | 6 | 09/24/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Clifford Eastman | 1385303 | 6 | 10/01/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Clifford Eastman | 1385303 | 6 | 01/01/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Clifford Eastman | 1385303 | 6 | 06/05/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| James Clifford Eastman | 1385303 | 6 | 06/07/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |