Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeff Rummells | 1441857 | 5 | 10/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Rummells | 1441857 | 5 | 07/22/2011 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Jeff Rummells | 1441857 | 5 | 11/15/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeff Rummells | 1441857 | 5 | 03/25/2004 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Jeff Rummells | 1441857 | 5 | 09/10/2002 | Customer Dispute | Denied | $14,959.00 | $0.00 | See FINRA Report |