Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chris N Spencer | 4723641 | 1 | 04/10/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Mark Christopher Shoemaker | 2387450 | 1 | 09/24/2007 | Customer Dispute | Denied | $925,000.00 | $0.00 | See FINRA Report |
| Michael Robert Zent | 2134123 | 2 | 08/01/2006 | Customer Dispute | Denied | $10,536.00 | $0.00 | See FINRA Report |
| Robert Richard Wheeler | 1461387 | 2 | 03/16/2005 | Customer Dispute | Denied | $17,102.00 | $0.00 | See FINRA Report |
| Michael Robert Zent | 2134123 | 2 | 05/19/2004 | Customer Dispute | Denied | $16,591.40 | $0.00 | See FINRA Report |
| Stephen Duncan Home | 1684222 | 1 | 10/05/2001 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |