Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Duncan Home | 1684222 | 1 | 10/05/2001 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| David Edward Siegel | 709175 | 1 | 09/21/1993 | Customer Dispute | Settled | $71,000.00 | $0.00 | See FINRA Report |