Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Nicholas Paugh | 4827214 | 3 | 10/02/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Arnold Nilsen | 2802003 | 1 | 08/21/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |