Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 21-28 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Michael Olson1218482204/28/2004Customer DisputeAward / Judgment$450,000.00$35,616.00See FINRA Report
Gregory Scott Jackson2189244201/29/2002Customer DisputeDenied$11,124.20$0.00See FINRA Report
Johndavid Woolley6649684107/19/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Kyle Joseph Frush5409692103/11/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Kenneth Christopher Acampora2186996105/16/1996Employment Separation After Allegations$0.00$0.00See FINRA Report
David Christopher Connelly4607913110/16/1995CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael Anthony Coleman3215616105/24/1993CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael Devin McDonald2238124104/17/1982CriminalFinal Disposition$0.00$0.00See FINRA Report

28 Results

Display: