Our Staff has compiled our research into a database of FINRA Broker Disclosures for Landolt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Edward Seurer | 2541616 | 13 | 01/20/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Robert Gilling | 724969 | 6 | 06/20/2016 | Customer Dispute | Pending | $3,800.00 | $0.00 | See FINRA Report |
| Joseph Arthur Ondris | 1782322 | 6 | 04/02/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Arthur Ondris | 1782322 | 6 | 03/06/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Edward Seurer | 2541616 | 13 | 08/30/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Edward Seurer | 2541616 | 13 | 06/03/2011 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Jason Edward Seurer | 2541616 | 13 | 05/19/2011 | Customer Dispute | Settled | $94,221.00 | $0.00 | See FINRA Report |
| Brian Steven Staubus | 2154750 | 1 | 05/17/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ting Kuo Chen | 2394916 | 2 | 05/11/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Edward Seurer | 2541616 | 13 | 05/11/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |