Our Staff has compiled our research into a database of FINRA Broker Disclosures for Landolt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Robert Gilling | 724969 | 6 | 07/02/1998 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
Joseph Arthur Ondris | 1782322 | 6 | 01/17/1997 | Customer Dispute | Settled | $239,017.00 | $0.00 | See FINRA Report |
Joseph Arthur Ondris | 1782322 | 6 | 10/04/1993 | Customer Dispute | Award / Judgment | $42,213.00 | $13,000.00 | See FINRA Report |