Our Staff has compiled our research into a database of FINRA Broker Disclosures for Landolt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Giuseppe Del Vecchio | 4623756 | 3 | 07/22/2010 | Customer Dispute | Settled | $5,114.71 | $0.00 | See FINRA Report |
| Ting Kuo Chen | 2394916 | 2 | 12/02/2008 | Customer Dispute | Denied | $28,716.60 | $0.00 | See FINRA Report |
| Giuseppe Del Vecchio | 4623756 | 3 | 11/01/2006 | Customer Dispute | Settled | $12,201.60 | $0.00 | See FINRA Report |
| Bret Clinton Schaefer | 2577117 | 8 | 07/13/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Arthur Ondris | 1782322 | 6 | 11/25/2004 | Customer Dispute | Settled | $236,000.00 | $0.00 | See FINRA Report |
| Jason Edward Seurer | 2541616 | 13 | 11/29/2002 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Bret Clinton Schaefer | 2577117 | 8 | 08/21/2002 | Customer Dispute | Closed-No Action | $23,250.00 | $0.00 | See FINRA Report |
| John Robert Gilling | 724969 | 6 | 03/26/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Bret Clinton Schaefer | 2577117 | 8 | 01/02/2001 | Customer Dispute | Settled | $179,500.00 | $0.00 | See FINRA Report |
| John Robert Gilling | 724969 | 6 | 09/30/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |