Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Duane Arthur Sturm | 2275213 | 2 | 08/14/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Shaffer Hewlett | 1278322 | 4 | 01/14/2001 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |
| Stephen James Lange | 5480657 | 1 | 11/13/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |