Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marco Silva | 6813323 | 1 | 06/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Stuart Terry | 6351741 | 2 | 06/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Stuart Terry | 6351741 | 2 | 05/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Shaffer Hewlett | 1278322 | 4 | 10/29/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffery Lee Powell | 1222172 | 1 | 10/29/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Thomas Plunkett | 4859990 | 1 | 06/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Duane Arthur Sturm | 2275213 | 2 | 04/01/2009 | Customer Dispute | Award / Judgment | $750,000.00 | $600,000.00 | See FINRA Report |
| Kyle Shaffer Hewlett | 1278322 | 4 | 12/15/2005 | Customer Dispute | Denied | $19,219.00 | $0.00 | See FINRA Report |
| Nathan Dendy | 7475366 | 1 | 05/03/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle Shaffer Hewlett | 1278322 | 4 | 12/24/2001 | Customer Dispute | Denied | $11,918.00 | $0.00 | See FINRA Report |