Our Staff has compiled our research into a database of FINRA Broker Disclosures for Middlemarch Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ira Evan Greenberg | 2180023 | 1 | 11/27/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jamie Peter Constantine | 1268209 | 4 | 09/04/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jamie Peter Constantine | 1268209 | 4 | 02/05/2001 | Customer Dispute | Award / Judgment | $1,000,000.00 | $113,000.00 | See FINRA Report |
| Jamie Peter Constantine | 1268209 | 4 | 03/28/1990 | Customer Dispute | Award / Judgment | $60,000.00 | $25,479.00 | See FINRA Report |
| Jamie Peter Constantine | 1268209 | 4 | 12/28/1989 | Customer Dispute | Award / Judgment | $75,343.90 | $38,000.00 | See FINRA Report |