Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lee Greer | 4185363 | 1 | 07/13/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph William Moyer | 1020245 | 8 | 03/29/2021 | Customer Dispute | Denied | $189,000.00 | $0.00 | See FINRA Report |
| Jonathan William Lonske | 2594921 | 4 | 02/23/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Douglas Carlson | 5584185 | 2 | 01/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph William Moyer | 1020245 | 8 | 01/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph William Moyer | 1020245 | 8 | 01/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mary Elise Flanigan | 4760492 | 1 | 11/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Juli Hofmockel Rahill | 5157586 | 1 | 11/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan William Lonske | 2594921 | 4 | 11/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith John Burgess | 2382968 | 3 | 10/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |