Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Douglas Carlson | 5584185 | 2 | 01/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph William Moyer | 1020245 | 8 | 01/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph William Moyer | 1020245 | 8 | 01/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Andrew Borgfeldt | 2192171 | 2 | 10/31/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Keith Sebastian | 1484490 | 2 | 10/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph William Moyer | 1020245 | 8 | 08/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Aaron Bleznak | 2293696 | 6 | 03/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carrie Dawn Cocanour | 3164962 | 1 | 11/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Franklin Jeffrey McElroy | 2237589 | 7 | 11/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph William Moyer | 1020245 | 8 | 09/13/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |