Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elwis Johnson | 6356996 | 5 | 12/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elwis Johnson | 6356996 | 5 | 12/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elwis Johnson | 6356996 | 5 | 12/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morgan Marie Smith | 7171211 | 1 | 03/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Robert Paz | 7302073 | 1 | 12/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith John Burgess | 2382968 | 3 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allison Clancy Hudson | 4755966 | 2 | 12/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allison Clancy Hudson | 4755966 | 2 | 12/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Gary Gustafson | 2409230 | 9 | 04/25/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ayelet Bisson | 4732322 | 2 | 08/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |