Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clifford Louis Giles | 1314230 | 2 | 06/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Donald Grant | 1973491 | 1 | 12/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Martin Lomes | 1395977 | 2 | 06/10/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |