Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Nathan Swank | 3168639 | 3 | 12/29/2017 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Kevin James Bates | 1041009 | 1 | 04/13/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Alan Keim | 2516391 | 6 | 02/13/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ellis Y Miller | 3117992 | 1 | 05/26/2016 | Customer Dispute | Denied | $7,720.00 | $0.00 | See FINRA Report |
| James Walter Beltz | 3195870 | 1 | 02/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher James Bradshaw | 2929353 | 4 | 04/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Clemens Duncombe | 4574450 | 2 | 09/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Casey Justin Fry | 5158152 | 1 | 08/07/2014 | Customer Dispute | Denied | $7,486.43 | $0.00 | See FINRA Report |
| Rainey Steven Rogers | 1839823 | 3 | 02/27/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Brian Walk | 3195375 | 6 | 07/31/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |