Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremiah Charles Lorenz | 4185702 | 1 | 02/24/2017 | Customer Dispute | Settled | $2,500.00 | $0.00 | See FINRA Report |
| Chad Alan Keim | 2516391 | 6 | 02/13/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Brian Walk | 3195375 | 6 | 10/04/2016 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Robert Ray Bennie | 2560709 | 7 | 08/01/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ellis Y Miller | 3117992 | 1 | 05/26/2016 | Customer Dispute | Denied | $7,720.00 | $0.00 | See FINRA Report |
| James Walter Beltz | 3195870 | 1 | 02/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cindy Elaine Fowler | 2867288 | 1 | 01/26/2016 | Customer Dispute | Settled | $8,055.00 | $0.00 | See FINRA Report |
| Deborah Julie Trouw | 5282284 | 2 | 01/17/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Horace Davis | 62193 | 2 | 12/16/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rainey Steven Rogers | 1839823 | 3 | 04/20/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |