Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cristina Briboneria | 4961280 | 2 | 04/12/2022 | Customer Dispute | Pending | $28,500.00 | $0.00 | See FINRA Report |
| James Clemens Duncombe | 4574450 | 2 | 02/25/2022 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Anthony J Seifert | 6514406 | 2 | 02/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Dick | 2928617 | 1 | 10/29/2021 | Customer Dispute | Denied | $62,569.00 | $0.00 | See FINRA Report |
| Joseph William Moyer | 1020245 | 8 | 03/29/2021 | Customer Dispute | Denied | $189,000.00 | $0.00 | See FINRA Report |
| Eric Stephen Matthew Kee | 2718062 | 1 | 09/15/2020 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Joseph William Moyer | 1020245 | 8 | 08/25/2020 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| William Robert Gese | 2975861 | 1 | 06/29/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Kyle Knox | 4430828 | 3 | 06/10/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jerry George Korchak | 1990284 | 1 | 05/21/2020 | Customer Dispute | Pending | $7,790,690.00 | $0.00 | See FINRA Report |