Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Colin Davis | 4078445 | 1 | 06/03/2003 | Customer Dispute | Denied | $287,000.00 | $0.00 | See FINRA Report |
| Timothy Michael McLaughlin | 2033543 | 1 | 05/06/2003 | Customer Dispute | Settled | $226,973.00 | $0.00 | See FINRA Report |
| Kevin Douglass Ellman | 2116368 | 4 | 04/11/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas C Paron | 2112510 | 1 | 03/04/2003 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Howard Rod Hite | 246939 | 1 | 02/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles James Wetzel | 1934341 | 1 | 02/27/2003 | Customer Dispute | Settled | $5,500.00 | $0.00 | See FINRA Report |
| Ronald Bernard Wiser | 470549 | 6 | 02/07/2003 | Customer Dispute | Denied | $684,238.00 | $0.00 | See FINRA Report |
| Kevin G Thompson | 2614746 | 1 | 11/25/2002 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Gregory F Lamp | 720921 | 1 | 11/06/2002 | Customer Dispute | Settled | $1,250,000.00 | $0.00 | See FINRA Report |
| Robert Michael Olson | 3179940 | 3 | 10/17/2002 | Customer Dispute | Denied | $17,605.10 | $0.00 | See FINRA Report |