Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Fikes Hill | 1994380 | 1 | 05/13/2005 | Customer Dispute | Settled | $32,226.00 | $0.00 | See FINRA Report |
| Andrew Louis Dropkin | 4231224 | 4 | 05/09/2005 | Customer Dispute | Closed-No Action | $15,061.00 | $0.00 | See FINRA Report |
| Todd Allen Hynes | 1506034 | 1 | 04/12/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas J Biadas | 1523005 | 2 | 03/31/2005 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jacob Mitrani Leon | 3119365 | 1 | 03/31/2005 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Robert L Bush | 36955 | 4 | 03/29/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Kyle Knox | 4430828 | 3 | 01/05/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Bernard Wiser | 470549 | 6 | 11/30/2004 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Tom Howard Cates | 1341624 | 1 | 11/03/2004 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Randall Nelson Smith | 1042283 | 4 | 08/23/2004 | Customer Dispute | Settled | $5,145,860.00 | $0.00 | See FINRA Report |