Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Andrew Borgfeldt | 2192171 | 2 | 05/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hance Stanley Evans | 1073412 | 1 | 04/08/2008 | Customer Dispute | Denied | $173,682.00 | $0.00 | See FINRA Report |
| Clifford Louis Giles | 1314230 | 2 | 04/04/2008 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| John Pomeroy | 3154217 | 1 | 04/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rocio Morales Derodriguez | 2516878 | 2 | 04/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Dolan | 1603214 | 2 | 02/21/2007 | Customer Dispute | Settled | $62,250.00 | $0.00 | See FINRA Report |
| Gregory Ervin Kibler | 1781409 | 2 | 01/19/2007 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Joseph James Fishella | 2794864 | 1 | 10/24/2006 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Robert James Miller | 1260606 | 2 | 08/28/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert L Bush | 36955 | 4 | 08/16/2006 | Customer Dispute | Closed-No Action | $6,800.00 | $0.00 | See FINRA Report |