Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Allen Firestone | 2554329 | 1 | 04/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Keith Sebastian | 1484490 | 2 | 04/29/2009 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Andrew Louis Dropkin | 4231224 | 4 | 04/20/2009 | Customer Dispute | Denied | $225,000.00 | $0.00 | See FINRA Report |
| David Eaton Rathgeb | 4443906 | 1 | 04/13/2009 | Customer Dispute | Denied | $35,691.90 | $0.00 | See FINRA Report |
| Paul Scott Nadell | 2223610 | 1 | 02/24/2009 | Customer Dispute | Withdrawn | $9,960.00 | $0.00 | See FINRA Report |
| William Michael Coffey | 2240258 | 1 | 02/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Filosa | 1798768 | 3 | 02/09/2009 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Scott Clayton Crawford | 4026357 | 1 | 02/05/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Paul James McArthur | 4836288 | 1 | 01/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Mayer | 4183123 | 1 | 01/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |