Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberley Ann Holcomb | 2721730 | 1 | 11/05/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Diego Alejandro Velasquez | 4336308 | 4 | 10/27/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gregory White Anderson | 2722390 | 1 | 10/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Alan Schertel | 5307365 | 1 | 09/21/2009 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Scott Martin Lomes | 1395977 | 2 | 09/02/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Pamela Marie Vanone | 4605823 | 1 | 07/28/2009 | Customer Dispute | Denied | $5,348.02 | $0.00 | See FINRA Report |
| David Joseph Schnall | 1587999 | 3 | 07/01/2009 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| David Aaron Bleznak | 2293696 | 6 | 05/29/2009 | Customer Dispute | Denied | $43,354.00 | $0.00 | See FINRA Report |
| Joseph William Moyer | 1020245 | 8 | 05/29/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Taylor Keith Ranker | 1954114 | 1 | 04/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |