Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Mitrani Leon | 3119365 | 1 | 03/31/2005 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Tom Howard Cates | 1341624 | 1 | 11/03/2004 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| David Aaron Bleznak | 2293696 | 6 | 03/15/2002 | Customer Dispute | Closed-No Action | $13,846.00 | $0.00 | See FINRA Report |
| Gary Rene Sagarnaga | 1405414 | 1 | 12/14/2000 | Customer Dispute | Closed-No Action | $41,000.00 | $0.00 | See FINRA Report |