Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Iola | 2103831 | 3 | 09/30/2010 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| David Keith Sebastian | 1484490 | 2 | 04/29/2009 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Kevin John McPhee | 2316848 | 6 | 01/21/2009 | Customer Dispute | Closed-No Action | $16,088.00 | $0.00 | See FINRA Report |
| Matthew Philip Douglas | 4835729 | 1 | 01/14/2009 | Customer Dispute | Closed-No Action | $130,000.00 | $0.00 | See FINRA Report |
| Robert Ray Bennie | 2560709 | 7 | 11/03/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Robert L Bush | 36955 | 4 | 08/16/2006 | Customer Dispute | Closed-No Action | $6,800.00 | $0.00 | See FINRA Report |
| David Joseph Schnall | 1587999 | 3 | 02/22/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Jane Blanchard | 2474798 | 1 | 08/15/2005 | Customer Dispute | Closed-No Action | $7,560.00 | $0.00 | See FINRA Report |
| James Michael Hill | 2699250 | 2 | 07/22/2005 | Customer Dispute | Closed-No Action | $19,934.10 | $0.00 | See FINRA Report |
| Andrew Louis Dropkin | 4231224 | 4 | 05/09/2005 | Customer Dispute | Closed-No Action | $15,061.00 | $0.00 | See FINRA Report |