Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Giancarlo Dalimonte | 4239189 | 1 | 10/10/2011 | Customer Dispute | Denied | $133,408.00 | $0.00 | See FINRA Report |
| Lisa Marie Barbieri | 3273981 | 1 | 06/26/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Bobby Lee Glass | 222733 | 2 | 01/09/2004 | Customer Dispute | Settled | $38,146.10 | $0.00 | See FINRA Report |
| Bobby Lee Glass | 222733 | 2 | 06/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |