Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Anthony Naphor | 2036600 | 2 | 04/23/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Anthony Naphor | 2036600 | 2 | 02/10/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Patrick Grady | 7328614 | 1 | 10/06/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |