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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Michael Kuhn2971886610/07/2020FinancialFinal$0.00$0.00See FINRA Report
Robert Michael Kuhn2971886602/06/2019Customer DisputeSettled$34,390.80$0.00See FINRA Report
Robert Michael Kuhn2971886605/23/2016RegulatoryFinal$0.00$0.00See FINRA Report
Robert Michael Kuhn2971886603/10/2016Customer DisputeDenied$100,000.00$0.00See FINRA Report
Robert Michael Kuhn2971886610/20/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Robert Michael Kuhn2971886609/15/2014Judgment / Lien$0.00$0.00See FINRA Report

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