Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Michael Baker | 2706889 | 3 | 10/28/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| John Alexander Rice | 2269699 | 4 | 07/26/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Robert Fayez Ibrahim | 1509058 | 1 | 10/21/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Miller | 2933141 | 2 | 09/15/2009 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Larrie Dean Hoover | 2802218 | 3 | 07/08/2009 | Customer Dispute | Settled | $24,320.00 | $0.00 | See FINRA Report |
| Sarah Klawitter Marks | 4246002 | 1 | 11/20/2008 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| R Chris Nee | 1799853 | 2 | 07/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anita Jo Humphrey | 4992384 | 1 | 04/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Eric Elwood | 2443931 | 2 | 04/16/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Eric Beiley | 2650274 | 4 | 04/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |