Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Michel Denis | 2509457 | 2 | 08/22/2006 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Robert Francis Carrigg | 2630512 | 2 | 01/10/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ali Sina Mandalinci | 2416679 | 2 | 12/07/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Noel Estes | 4071177 | 3 | 10/14/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Charles Miller | 2933141 | 2 | 04/22/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erik Joseph Mathieson | 2207687 | 3 | 04/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roger Stuart Kuperman | 2225657 | 1 | 02/04/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerry Odell McDonald | 2119645 | 1 | 12/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ali Sina Mandalinci | 2416679 | 2 | 10/22/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angela Lynn Helmus-O'Brien | 2069470 | 2 | 10/11/2001 | Customer Dispute | Denied | $20,750.00 | $0.00 | See FINRA Report |