Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Evans McAdoo | 1757312 | 4 | 09/24/2009 | Customer Dispute | Denied | $850,845.00 | $0.00 | See FINRA Report |
| Frank Owings Smith | 2269355 | 3 | 03/26/2009 | Customer Dispute | Denied | $1,125,000.00 | $0.00 | See FINRA Report |
| John Alexander Rice | 2269699 | 4 | 02/23/2009 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| David Eric Elwood | 2443931 | 2 | 09/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Noel Estes | 4071177 | 3 | 09/12/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bernard Barry Salzman | 409665 | 3 | 09/05/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Donald Philip Brusca | 724684 | 1 | 05/19/2008 | Customer Dispute | Denied | $70,095.90 | $0.00 | See FINRA Report |
| Richard Michael Pignone | 1686899 | 2 | 09/24/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Noel Estes | 4071177 | 3 | 10/16/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronnyjane Goldsmith | 3124674 | 1 | 09/05/2006 | Customer Dispute | Denied | $19,086.00 | $0.00 | See FINRA Report |