Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Beiley | 2650274 | 4 | 12/20/2005 | Customer Dispute | Closed-No Action | $6,250.00 | $0.00 | See FINRA Report |
| Frank Owings Smith | 2269355 | 3 | 04/13/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ali Sina Mandalinci | 2416679 | 2 | 12/07/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Owings Smith | 2269355 | 3 | 08/06/2004 | Customer Dispute | Settled | $41,640.00 | $0.00 | See FINRA Report |
| Travis Aaron Hadwin | 2165987 | 3 | 07/13/2004 | Customer Dispute | Closed-No Action | $76,696.70 | $0.00 | See FINRA Report |
| Larrie Dean Hoover | 2802218 | 3 | 07/02/2004 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Terry Noel Estes | 4071177 | 3 | 10/14/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Travis Aaron Hadwin | 2165987 | 3 | 10/02/2003 | Customer Dispute | Settled | $3,350,000.00 | $0.00 | See FINRA Report |
| Todd Michael Hoffman | 2232487 | 1 | 08/04/2003 | Customer Dispute | Award / Judgment | $215,000.00 | $124,255.00 | See FINRA Report |
| Christopher Evans McAdoo | 1757312 | 4 | 05/14/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |