Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Beiley | 2650274 | 4 | 04/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Seymour Robert Slatkin | 4452423 | 1 | 04/02/2008 | Customer Dispute | Settled | $575,000.00 | $0.00 | See FINRA Report |
| Larrie Dean Hoover | 2802218 | 3 | 02/11/2008 | Customer Dispute | Settled | $111,263.00 | $0.00 | See FINRA Report |
| Richard Michael Pignone | 1686899 | 2 | 09/24/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Craig Kelly | 4492741 | 2 | 06/26/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Terry Noel Estes | 4071177 | 3 | 10/16/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronnyjane Goldsmith | 3124674 | 1 | 09/05/2006 | Customer Dispute | Denied | $19,086.00 | $0.00 | See FINRA Report |
| Andrew Michel Denis | 2509457 | 2 | 08/22/2006 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| James Jacob Fowkes | 2232589 | 1 | 01/20/2006 | Customer Dispute | Settled | $367,000.00 | $0.00 | See FINRA Report |
| Robert Francis Carrigg | 2630512 | 2 | 01/10/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |