Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Allen Miller | 2953887 | 2 | 08/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael James Germano | 4660076 | 2 | 05/02/2017 | Customer Dispute | Denied | $250,815.00 | $0.00 | See FINRA Report |
| William Christopher McShane | 1099025 | 1 | 02/07/2017 | Customer Dispute | Settled | $2,442,590.00 | $0.00 | See FINRA Report |
| David Bernacchia | 1281847 | 1 | 04/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brad Lee Chumley | 3133581 | 2 | 12/09/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brett Jay Diamond | 3270881 | 1 | 04/09/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Jeffrey Staadeker | 1556885 | 1 | 03/18/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Travis Aaron Hadwin | 2165987 | 3 | 09/13/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Pignone | 1686899 | 2 | 08/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wilhelmina Deanna Joseph | 262312 | 1 | 06/25/2012 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |