Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradezero America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel Anthony Pipitone | 4516546 | 1 | 05/24/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael S Haupt | 2865821 | 1 | 05/17/2022 | Customer Dispute | Pending | $696,320.00 | $0.00 | See FINRA Report |
Jeffrey Howard Curet | 4711190 | 1 | 05/17/2022 | Customer Dispute | Pending | $696,320.00 | $0.00 | See FINRA Report |
Randy Scott Beller | 2354167 | 3 | 01/18/2022 | Customer Dispute | Pending | $696,320.00 | $0.00 | See FINRA Report |
Stephen A Stefano | 1238056 | 3 | 05/21/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Peter Santoro | 4701164 | 2 | 07/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Andrew Gallas | 2998485 | 1 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephen A Stefano | 1238056 | 3 | 08/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephen A Stefano | 1238056 | 3 | 07/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Peter Santoro | 4701164 | 2 | 05/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |