Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lee Sloan | 1496530 | 35 | 06/22/2009 | Customer Dispute | Settled | $272,000.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 06/22/2009 | Customer Dispute | Settled | $670,923.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 06/19/2009 | Customer Dispute | Settled | $75,512.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 06/19/2009 | Customer Dispute | Settled | $236,000.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 06/19/2009 | Customer Dispute | Settled | $232,389.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 06/19/2009 | Customer Dispute | Settled | $118,881.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 06/08/2009 | Customer Dispute | Settled | $181,444.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 03/24/2008 | Customer Dispute | Closed-No Action | $107,644.00 | $0.00 | See FINRA Report |
| James Henry Perry | 4612862 | 1 | 04/23/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |