Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lee Sloan | 1496530 | 35 | 02/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 02/02/2010 | Customer Dispute | Settled | $321,308.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 11/12/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 09/28/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 08/27/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 08/18/2009 | Customer Dispute | Settled | $238,000.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 07/24/2009 | Customer Dispute | Denied | $151,521.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 07/09/2009 | Customer Dispute | Settled | $215,598.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 07/07/2009 | Customer Dispute | Settled | $386,978.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 06/22/2009 | Customer Dispute | Settled | $196,926.00 | $0.00 | See FINRA Report |