Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lee Sloan | 1496530 | 35 | 10/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 09/13/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 09/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 05/18/2010 | Customer Dispute | Settled | $87,000.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 05/14/2010 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 05/03/2010 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 02/16/2010 | Customer Dispute | Settled | $1,123,520.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 02/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 02/02/2010 | Customer Dispute | Settled | $321,308.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 11/12/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |