Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Armand Rodriguez Nader | 826358 | 35 | 04/05/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 03/29/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 03/21/2019 | Customer Dispute | Settled | $770,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 03/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 03/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 03/12/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 03/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 03/07/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 03/06/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 03/06/2019 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |