Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 06/18/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 06/07/2019 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 06/06/2019 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 06/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Currais Lopez | 856211 | 11 | 05/29/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 05/29/2019 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 05/29/2019 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 05/06/2019 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Jorge Alberto Maldonado | 3239238 | 6 | 04/25/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 04/10/2019 | Customer Dispute | Settled | $1,142,240.00 | $0.00 | See FINRA Report |