Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime R Santiago Echandi | 2464033 | 24 | 09/04/2019 | Customer Dispute | Settled | $875,000.00 | $0.00 | See FINRA Report |
| Luis Currais Lopez | 856211 | 11 | 09/04/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 08/28/2019 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 08/27/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 08/26/2019 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 08/26/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 08/26/2019 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 08/26/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 08/26/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 08/23/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |