Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 04/09/1999 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| William Heath Hawk | 2494928 | 1 | 07/29/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 12/29/1997 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 09/29/1997 | Customer Dispute | Denied | $15,600.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 10/10/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 10/06/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Smith Pataki | 4118483 | 1 | 01/05/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Gerard Haase | 1122068 | 1 | 06/27/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 05/19/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Thomas Tanaka | 502836 | 2 | 04/08/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |