Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hector A Martinez | 2533545 | 18 | 09/26/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 09/08/2006 | Customer Dispute | Closed-No Action | $6,232.22 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 07/05/2006 | Customer Dispute | Denied | $29,646.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 05/03/2006 | Customer Dispute | Closed-No Action | $750,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 03/18/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 03/18/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| German Ramirezdearellano | 1244421 | 9 | 02/20/2003 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Richard Thomas Tanaka | 502836 | 2 | 11/21/2000 | Customer Dispute | Award / Judgment | $697,779.00 | $190,000.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 04/09/1999 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| William Heath Hawk | 2494928 | 1 | 07/29/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |