Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 05/02/2011 | Customer Dispute | Settled | $282,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 04/25/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 03/29/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 03/18/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 01/24/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 10/06/2010 | Customer Dispute | Award / Judgment | $3,456,720.00 | $70,000.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 09/20/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 06/25/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 06/01/2010 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 09/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |