Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 08/15/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louis Armand Rodriguez Nader | 826358 | 35 | 08/12/2014 | Customer Dispute | Settled | $255,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 07/29/2014 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 07/29/2014 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 07/29/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jorge Alberto Maldonado | 3239238 | 6 | 07/25/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 07/14/2014 | Customer Dispute | Settled | $45,259.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 07/03/2014 | Customer Dispute | Settled | $191,233.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 07/02/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 06/24/2014 | Customer Dispute | Settled | $3,248,840.00 | $0.00 | See FINRA Report |